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Internet Engineering Task Force (IETF)                           K. Jiao
Request for Comments: 6737                                        Huawei
Category: Standards Track                                        G. Zorn
ISSN: 2070-1721                                              Network Zen
                                                            October 2012

              The Diameter Capabilities Update Application

Abstract

   This document defines a new Diameter application and associated
   Command Codes.  The Capabilities Update application is intended to
   allow the dynamic update of certain Diameter peer capabilities while
   the peer-to-peer connection is in the open state.

Status of This Memo

   This is an Internet Standards Track document.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Further information on
   Internet Standards is available in Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/RFC 6737.

Copyright Notice

   Copyright (c) 2012 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Jiao & Zorn                  Standards Track                    [Page 1]
RFC 6737 Diameter Capabilities Update October 2012 Table of Contents 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 2 2. Specification of Requirements . . . . . . . . . . . . . . . . . 2 3. Diameter Protocol Considerations . . . . . . . . . . . . . . . 3 4. Capabilities Update . . . . . . . . . . . . . . . . . . . . . . 3 4.1. Command Code Values . . . . . . . . . . . . . . . . . . . . 4 4.1.1. Capabilities-Update-Request . . . . . . . . . . . . . . 4 4.1.2. Capabilities-Update-Answer . . . . . . . . . . . . . . 5 5. Security Considerations . . . . . . . . . . . . . . . . . . . . 5 6. IANA Considerations . . . . . . . . . . . . . . . . . . . . . . 5 6.1. Application Identifier . . . . . . . . . . . . . . . . . . 5 6.2. Command Codes . . . . . . . . . . . . . . . . . . . . . . . 5 7. Contributors . . . . . . . . . . . . . . . . . . . . . . . . . 5 8. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 5 9. References . . . . . . . . . . . . . . . . . . . . . . . . . . 6 9.1. Normative References . . . . . . . . . . . . . . . . . . . 6 9.2. Informative References . . . . . . . . . . . . . . . . . . 6 1. Introduction Capabilities exchange is an important component of the Diameter base protocol [RFC 6733], allowing peers to exchange identities and Diameter capabilities (protocol version number, supported Diameter applications, security mechanisms, etc.). As defined in RFC 3588, however, the capabilities exchange process takes place only once, at the inception of a transport connection between a given pair of peers. Therefore, if a peer's capabilities change (due to a software update, for example), the existing connection(s) must be torn down (along with all of the associated user sessions) and restarted before the modified capabilities can be advertised. This document defines a new Diameter application intended to allow the dynamic update of a subset of Diameter peer capabilities over an existing connection. Because the Capabilities Update application specified herein operates over an existing transport connection, modification of certain capabilities is prohibited. Specifically, modifying the security mechanism in use is not allowed; if the security method used between a pair of peers is changed, the affected connection MUST be restarted. 2. Specification of Requirements The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in RFC 2119 [RFC 2119]. Jiao & Zorn Standards Track [Page 2]
RFC 6737 Diameter Capabilities Update October 2012 3. Diameter Protocol Considerations This section details the relationship of the Diameter Capabilities Update application to the Diameter base protocol. This document specifies Diameter Application-Id 10. Diameter nodes conforming to this specification MUST advertise support by including the value 10 in the Auth-Application-Id of the Capabilities-Exchange- Request (CER) and Capabilities-Exchange-Answer (CEA) commands [RFC 6733]. 4. Capabilities Update When the capabilities of a Diameter node conforming to this specification change, the node MUST notify all of the nodes with which it has an open transport connection and which have also advertised support for the Capabilities Update application using the Capabilities-Update-Request (CUR) message (Section 4.1.1). This message allows the update of a peer's capabilities (supported Diameter applications, etc.). A Diameter node only issues a given command to those peers that have advertised support for the Diameter application that defines the command; a Diameter node must cache the supported applications in order to ensure that unrecognized commands and/or Attribute-Value Pairs (AVPs) are not unnecessarily sent to a peer. The receiver of the CUR MUST determine common applications by computing the intersection of its own set of supported Application Ids against all of the Application-Id AVPs (Auth-Application-Id, Acct-Application-Id, and Vendor-Specific-Application-Id) present in the CUR. The value of the Vendor-Id AVP in the Vendor-Specific- Application-Id MUST NOT be used during computation. If the receiver of a CUR does not have any applications in common with the sender, then it MUST return a Capabilities-Update-Answer (CUA) (Section 4.1.2) with the Result-Code AVP set to DIAMETER_NO_COMMON_APPLICATION [RFC 6733], and it SHOULD disconnect the transport-layer connection. However, if active sessions are using the connection, peers MAY delay disconnection until the sessions can be redirected or gracefully terminated. Note that receiving a CUA from a peer advertising itself as a relay (see [RFC 6733], Section 2.4) MUST be interpreted as having common applications with the peer. As for CER/CEA messages, the CUR and CUA messages MUST NOT be proxied, redirected, or relayed. Jiao & Zorn Standards Track [Page 3]
RFC 6737 Diameter Capabilities Update October 2012 Even though the CUR/CUA messages cannot be proxied, it is still possible for an upstream agent to receive a message for which there are no peers available to handle the application that corresponds to the Command Code. This could happen if, for example, the peers are too busy or down. In such instances, the 'E' bit MUST be set in the answer message with the Result-Code AVP set to DIAMETER_UNABLE_TO_DELIVER to inform the downstream peer to take action (e.g., re-routing requests to an alternate peer). 4.1. Command Code Values This section defines Command Code [RFC 6733] values that MUST be supported by all Diameter implementations conforming to this specification. The following Command Codes are defined in this document: Capabilities-Update-Request (CUR, Section 4.1.1), and Capabilities-Update-Answer (CUA, Section 4.1.2). The Diameter Command Code Format (CCF) ([RFC 6733], Section 3.2) is used in the definitions. 4.1.1. Capabilities-Update-Request The Capabilities-Update-Request (CUR), indicated by the Command Code set to 328 and the Command Flags' 'R' bit set, is sent to update local capabilities. Upon detection of a transport failure, this message MUST NOT be sent to an alternate peer. When Diameter is run over the Stream Control Transmission Protocol (SCTP) [RFC 4960], which allows connections to span multiple interfaces and multiple IP addresses, the Capabilities-Update-Request message MUST contain one Host-IP-Address AVP for each potential IP address that may be locally used when transmitting Diameter messages. Message Format <CUR> ::= < Diameter Header: 328, REQ > { Origin-Host } { Origin-Realm } 1* { Host-IP-Address } { Vendor-Id } { Product-Name } [ Origin-State-Id ] * [ Supported-Vendor-Id ] * [ Auth-Application-Id ] * [ Acct-Application-Id ] * [ Vendor-Specific-Application-Id ] [ Firmware-Revision ] * [ AVP ] Jiao & Zorn Standards Track [Page 4]
RFC 6737 Diameter Capabilities Update October 2012 4.1.2. Capabilities-Update-Answer The Capabilities-Update-Answer, indicated by the Command Code set to 328 and the Command Flags' 'R' bit cleared, is sent in response to a CUR message. Message Format <CUA> ::= < Diameter Header: 328 > { Origin-Host } { Origin-Realm } { Result-Code } [ Error-Message ] * [ AVP ] 5. Security Considerations The security considerations applicable to the Diameter base protocol [RFC 6733] are also applicable to this document. 6. IANA Considerations This section explains the criteria to be used by the IANA for assignment of numbers within namespaces used within this document. 6.1. Application Identifier This specification assigns the value 10 (Diameter Capabilities Update) from the Application Identifiers namespace [RFC 6733]. See Section 3 for the assignment of the namespace in this specification. 6.2. Command Codes This specification assigns the value 328 (Capabilities-Update- Request/Capabilities-Update-Answer (CUR/CUA)) from the Command Codes namespace [RFC 6733]. See Section 4.1 for the assignment of the namespace in this specification. 7. Contributors This document is based upon work done by Tina Tsou. 8. Acknowledgements Thanks to Sebastien Decugis, Niklas Neumann, Subash Comerica, Lionel Morand, Dan Romascanu, Dan Harkins, and Ravi for helpful review and discussion. Jiao & Zorn Standards Track [Page 5]
RFC 6737 Diameter Capabilities Update October 2012 9. References 9.1. Normative References [RFC 2119] Bradner, S., "Key words for use in RFCs to Indicate Requirement Levels", BCP 14, RFC 2119, March 1997. [RFC 6733] Fajardo, V., Arkko, J., Loughney, J., and G. Zorn, "Diameter Base Protocol", RFC 6733, October 2012. 9.2. Informative References [RFC 4960] Stewart, R., "Stream Control Transmission Protocol", RFC 4960, September 2007. Authors' Addresses Jiao Kang Huawei Technologies Section F1, Huawei Industrial Base Bantian, Longgang District Shenzhen 518129 P.R. China EMail: kangjiao@huawei.com Glen Zorn Network Zen 227/358 Thanon Sanphawut Bang Na, Bangkok 10260 Thailand Phone: +66 (0) 909-201060 EMail: glenzorn@gmail.com Jiao & Zorn Standards Track [Page 6]